0000883487-15-000004.txt : 20151112
0000883487-15-000004.hdr.sgml : 20151112
20151110173549
ACCESSION NUMBER: 0000883487-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151110
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
CENTRAL INDEX KEY: 0000883487
IRS NUMBER: 330087141
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03033
FILM NUMBER: 151219943
BUSINESS ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 6192399049
MAIL ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA
DATE OF NAME CHANGE: 19970902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883487
XXXXXXXX
09-30-2015
09-30-2015
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST
STE 300
SAN DIEGO
CA
92101
13F HOLDINGS REPORT
028-03033
N
ELLIS C. SMITH
PRINCIPAL
619-239-9049
ELLIS C. SMITH
SAN DIEGO
CA
11-10-2015
0
77
50624
false
INFORMATION TABLE
2
edgarfiling093015.xml
A T & T INC (NEW)
COM
00206R102
569
17452
SH
DFND
11532
5920
0
ABBOTT LABS
COM
2824100
359
8924
SH
DFND
124
8800
0
ABIOMED INC COM
COM
3654100
2483
26773
SH
DFND
15703
11070
0
ALLEGHANY CORP DEL COM
COM
17175100
328
700
SH
SOLE
700
0
0
AMERICAN NATL INS CO COM
COM
28591105
2574
26356
SH
DFND
18385
7971
0
ASTROTECH CORP
COM
46484101
30
14500
SH
SOLE
14500
0
0
BOEING CO COM
COM
97023105
439
3355
SH
DFND
3290
65
0
BRISTOL MYERS SQUIBB CO
COM
110122108
303
5123
SH
SOLE
5123
0
0
CALAVO GROWERS INC COM
COM
128246105
3498
78360
SH
DFND
49850
28510
0
CALIFORNIA RESOURCES CORP
COM
13057Q107
0
24
SH
SOLE
24
0
0
CALLIDUS SOFTWARE INC COM
COM
13123E500
2615
153880
SH
DFND
84680
69200
0
CELGENE CORP COM
COM
151020104
5
3200
SH
SOLE
3200
0
0
CHEVRONTEXACO CORP COM
COM
166764100
289
3660
SH
DFND
3652
8
0
COMSTOCK RES INC COM NEW
COM
205768203
0
6
SH
SOLE
6
0
0
CONTANGO OIL & GAS COMPANY COM
COM
21075N204
461
60642
SH
DFND
39741
20901
0
COUER MINING INC
COM
192108504
14
4825
SH
SOLE
4825
0
0
CREDIT SUISSE NASSAU BRH GOLD
PREFERRED STOCKS
22542D480
254
23290
SH
DFND
6840
16450
0
CUBIC CORP COM
COM
229669106
1289
30724
SH
DFND
18750
11974
0
DEERE & CO COM
COM
244199105
296
4000
SH
DFND
2000
2000
0
DOW CHEMICAL CORP
COM
260543103
290
6864
SH
SOLE
6864
0
0
ENSCO PLC SHS CLASS A
COM
G3157S106
438
31127
SH
DFND
19637
11490
0
ETFS SILVER TRUST
COM
26922X107
5
324
SH
SOLE
324
0
0
EXCO RESOURCES INC
COM
269279402
1
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP COM
COM
30231G102
502
6747
SH
DFND
6572
175
0
FIREEYE INC COM
COM
31816Q101
2529
79459
SH
DFND
46848
32611
0
FLUOR CORP
COM
343412102
17
400
SH
SOLE
400
0
0
FUEL SYSTEMS SOLUTIONS INC
COM
35592W103
10
2000
SH
SOLE
2000
0
0
GENERAL ELEC CO
COM
369604103
293
11600
SH
SOLE
11600
0
0
GILEAD SCIENCES INC COM
COM
375558103
409
4170
SH
DFND
0
4170
0
HD SUPPLY HLDGS INC COM
COM
40416M105
1802
62951
SH
DFND
39292
23659
0
ILLUMINA INC COM
COM
452327109
3027
17211
SH
DFND
10126
7085
0
INTREPID POTASH INC COM
COM
46121Y102
11
2042
SH
SOLE
2042
0
0
ISHARES GOLD TRUST
COM
464285105
7
656
SH
SOLE
656
0
0
ISIS PHARMACEUTICALS INC COM
COM
464330109
687
17000
SH
DFND
7650
9350
0
JOHNSON & JOHNSON
COM
478160104
1006
10768
SH
DFND
5523
5245
0
KANSAS CITY LIFE INSURANCE CO
COM
484836101
14
296
SH
SOLE
14
0
0
KAYNE ANDERSON MLP INVT CO COM
COM
486606106
424
18285
SH
DFND
0
18285
0
KB HOME COM
COM
48666K109
2232
164759
SH
DFND
116679
48080
0
LSI INDS INC COM
COM
50216C108
110
13000
SH
SOLE
13000
0
0
MASTEC INC COM
COM
576323109
1958
123720
SH
DFND
64599
59121
0
MCDERMOTT INTERNATIONAL
COM
580037109
23
5250
SH
SOLE
5250
0
0
MEAD JOHNSON NUTRITION CO COM
COM
582839106
251
3560
SH
SOLE
3560
0
0
MILLER ENERGY RESOURCES
PREFERRED STOCKS
600527105
0
300
SH
SOLE
300
0
0
MILLS MUSIC TRUST
COM
601158108
1
60
SH
SOLE
60
0
0
MITEK SYS INC COM NEW
COM
606710200
198
62035
SH
DFND
0
62035
0
MTS SYS CORP COM
COM
553777103
1507
25072
SH
DFND
14483
10589
0
NEWMONT MINING CORP
COM
651639106
13
800
SH
SOLE
800
0
0
NORFOLK SOUTHN CORP
COM
655844108
373
4880
SH
SOLE
4880
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
1686
179424
SH
DFND
94444
84980
0
ORGANOVO HLDGS INC COM
COM
68620A104
99
36990
SH
DFND
0
36990
0
PACIFIC DRILLING SA LUXEMBOURE
COM
L7257P106
14
11400
SH
DFND
0
11400
0
PCS EDVENTURES COM INC COM
COM
69325N102
3
20700
SH
DFND
0
20700
0
PFIZER INC
COM
717081103
371
11820
SH
SOLE
11820
0
0
PREMIER EXHIBITIONS INC
COM
740S1E102
1
300
SH
SOLE
300
0
0
PRIVATEBANCORP INC COM
COM
742962103
2119
55291
SH
DFND
40015
15276
0
PROSPECT CAPITAL CORPORATIONCO
COM
74348T102
2231
382701
SH
DFND
220031
162370
0
QUALCOMM INC COM
COM
747525103
215
4000
SH
DFND
0
4000
0
RAYTHEON CO COM NEW
COM
755111507
372
3405
SH
DFND
0
3405
0
ROSS STORES INC COM
COM
778296103
792
16334
SH
DFND
7328
9006
0
SABINE OIL & GAS CORP
COM
78532P107
0
25
SH
SOLE
25
0
0
SANDISK CORP COM
COM
80004C101
1144
21060
SH
DFND
14000
7060
0
SENOMYX INC COM
COM
81724Q107
1455
326354
SH
DFND
178406
147948
0
SJW CORP COM
COM
784305104
238
7740
SH
SOLE
7740
0
0
SNAP ON INC COM
COM
833034101
222
1470
SH
SOLE
1470
0
0
TJX COS INC NEW COM
COM
872540109
249
3491
SH
DFND
1951
1540
0
TRI POINTE HOMES INC COM
COM
87265H109
1434
109584
SH
DFND
53794
55790
0
TRONOX LTD SHS CL A
COM
Q9235V101
11
2484
SH
SOLE
2484
0
0
TROVAGENE INC COM NEW
COM
897238309
218
38400
SH
DFND
0
38400
0
UNILEVER NV N Y SHS NEW
COM
904784709
225
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
347
3920
SH
SOLE
3920
0
0
V F CORP
COM
918204108
721
10570
SH
DFND
3730
6840
0
VANGUARD CALIF TAX FREE FD ST
MUTUAL FUNDS
922907803
202
12755
SH
DFND
0
12755
0
VANGUARD FIXED INCOME SECS GNM
COM
922031307
641
59716
SH
DFND
0
59716
0
VERIZON COMMUNICATIONS COM
COM
92343V104
554
12740
SH
DFND
1450
11290
0
WABTEC CORP COM
COM
929740108
748
8500
SH
DFND
880
7620
0
WELLS FARGO & CO NEW COM
COM
949746101
368
7175
SH
DFND
4405
2770
0
WESTERN DIGITAL CORP COM
COM
958102105
0
1
SH
SOLE
1
0
0