-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DF2fyGKrSen+BfNAtQJD4V9kVNdCua/0hEjbUohVRgK/BsCrJ/gC2XtSkKj2HWZP soPMoy04bqfV+iJiXc5LFw== 0001181431-09-052513.txt : 20091118 0001181431-09-052513.hdr.sgml : 20091118 20091118150512 ACCESSION NUMBER: 0001181431-09-052513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091020 FILED AS OF DATE: 20091118 DATE AS OF CHANGE: 20091118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYPERION BROOKFIELD COLLATERALIZED SECURITIES FUND INC CENTRAL INDEX KEY: 0001269357 IRS NUMBER: 200362193 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 212 549 8400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION COLLATERALIZED SECURITIES FUND INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION COLLATERALIZED SECURITIES FLOATING RATE FUND INC DATE OF NAME CHANGE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Promark Investment Advisors CENTRAL INDEX KEY: 0000883422 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21466 FILM NUMBER: 091193206 BUSINESS ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 BUSINESS PHONE: 617 786 3000 MAIL ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 FORMER NAME: FORMER CONFORMED NAME: GENERAL MOTORS INVESTMENT MANAGEMENT CORP DATE OF NAME CHANGE: 19940318 4 1 rrd257164.xml FORM 4 X0303 4 2009-10-20 1 0001269357 HYPERION BROOKFIELD COLLATERALIZED SECURITIES FUND INC NONE 0000883422 Promark Investment Advisors 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 Common Stock 2009-10-20 4 J 0 0 0 D 0 D Common Stock 2009-10-30 4 J 0 0 0 D 0 D Common Stock 2009-10-20 4 J 0 62012401.03 1.89 D 29472657.63 I See Footnote Common Stock 2009-10-30 4 J 0 29472657.63 1.83 D 0 I See Footnote Includes approximately 27,041,788.93 shares acquired in December 2007 under the Issuer's dividend reinvestment plan. N/A (see explanation below with respect to this line 2) On November 4, 2009, GMAM Group Pension Trust I ("GMAM I Trust") and GMAM Investment Funds Trust ("GIFT Trust"), each a group trust organized for the benefit of certain trusts under certain employee benefit plans for General Motors Corporation, received final liquidation proceeds in connection with the Issuer's plan of liquidation and dissolution (the "Issuer Liquidation"). The Issuer Liquidation was conducted in two parts on October 20, 2009 and October 30, 2009. In the first liquidation, the GMAM I Trust received proceeds of $83,652,027.59 for 44,377,733.47 shares. In the second liquidation, the GMAM I Trust received proceeds of $38,681,668.71 for 21,091,422.41 shares. In the first liquidation, the GIFT Trust received proceeds of $33,241,348.36 for 17,634,667.56 shares. In second liquidation, the GIFT Trust received proceeds of $15,371,185.39 for 8,381,235.22 shares. The total shares of Common Stock held collectively by the GMAM I Trust and the GIFT Trust prior to the Issuer's liquidation are referred to herein as the "Securities." The reporting person ("Promark") retained under the Employee Retirement Income Security Act of 1974, as amended, the power to direct the voting and disposition of the Securities although it had no pecuniary interest therein. Promark Trust Bank, N.A. is the trustee (the "Trustee") with respect to the GIFT Trust. Lines 1 and 2 of Table 1 relate to Promark's and the Trustee's status as a 10% beneficial owner without pecuniary interest with respect to the Securities that were liquidated in full in connection with the Issuer's plan of liquidation and dissolution. Lines 3 and 4 of Table 1 relate to the status of the GMAM I Trust and the GIFT Trust, on behalf of which Promark is making the report reflected in such line under Column 4 as a 10% beneficial owner of the Securities prior to the Issuer's liquidation. /s/ Milla Krasnopolsky, Managing Director, Strategic Solutions & High Quality Bonds, Promark Investment Advisors, Inc. 2009-11-18 -----END PRIVACY-ENHANCED MESSAGE-----