-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzwRr7B0nO5Yo6irYgt03X/a18FvT5DCEiJLG3ifQIV2kT2vzk9wIC/Yqh6UYy5j eeLzF2LU2ywKdjPDgtOZew== 0000909518-07-001001.txt : 20071203 0000909518-07-001001.hdr.sgml : 20071203 20071203170613 ACCESSION NUMBER: 0000909518-07-001001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071129 FILED AS OF DATE: 20071203 DATE AS OF CHANGE: 20071203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tennenbaum Opportunities Fund V, LLC CENTRAL INDEX KEY: 0001377269 IRS NUMBER: 870783205 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2951 28TH STREET STREET 2: SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-566-1000 MAIL ADDRESS: STREET 1: 2951 28TH STREET STREET 2: SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL MOTORS INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0000883422 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21960 FILM NUMBER: 071281206 BUSINESS ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 MAIL ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 4 1 gmimc_form4ex.xml X0202 4 2007-11-29 0 0001377269 Tennenbaum Opportunities Fund V, LLC N/A 0000883422 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 Common Shares 2007-12-03 4 P 0 0 0 A 0 D Common Shares 2007-12-03 4 P 0 1955.2216 15343.53 A 551310.6587 I See Footnote Due to the limitation on the amount of characters used, please see Exhibit 99.1 - Explanation of Responses. The exact amount of securities beneficially owned following this transaction is 551,310.658724 shares. See Exhibit 99.1. Duen-Li Kao, Sr. Managing Dir, Global Pub. Mkts, General Motors Investment Management Corporation 2007-08-01 EX-99 2 mm12-0307gmimc_form4e991.txt EXHIBIT 99.1 ------------ Explanation of Responses: (1) GMAM Investment Funds Trust II (the "Trust"), a group trust organized for the benefit of certain trusts under certain employee benefit plans, holds the securities referred to in line 2 of table 1 (the "Securities"). The reporting person ("GMIMCO") has retained under the Employee Retirement Income Security Act of 1974, as amended, the power to direct the voting and disposition of the Securities although it has no pecuniary interest therein. General Motors Trust Company is the trustee (the "Trustee") with respect to the Trust. GMIMCO is serving as investment manager with respect to the Trust and in that capacity it has the sole power to direct the Trustee as to the voting and disposition of the Securities. Line 1 of Table 1 relates to GMIMCO's and the Trustee's status as a 10% beneficial owner without pecuniary interest with respect to the Securities. Line 2 of Table 1 relates to the status of the Trust on behalf of which GMIMCO is making the report reflected on such line as a 10% beneficial owner that may have a pecuniary interest in the Securities. This filing should not be deemed an admission that any of GMIMCO, the Trustee or the Trust is the beneficial owner of the Securities. -----END PRIVACY-ENHANCED MESSAGE-----