-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ey85XSyykH3c4STG1XQztJ2nyUho+4mmaH5tVxqUmMplfpilD/YsXM6+ND6NpU24 Fe0NzFiwxng0ISd9BTZewg== 0000909518-06-000841.txt : 20060907 0000909518-06-000841.hdr.sgml : 20060907 20060907112019 ACCESSION NUMBER: 0000909518-06-000841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060801 FILED AS OF DATE: 20060907 DATE AS OF CHANGE: 20060907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Special Value Expansion Fund, LLC CENTRAL INDEX KEY: 0001301253 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC STREET 2: 2951 28TH STREET, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-566-1000 MAIL ADDRESS: STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC STREET 2: 2951 28TH STREET, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL MOTORS INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0000883422 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21629 FILM NUMBER: 061078403 BUSINESS ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 MAIL ADDRESS: STREET 1: STATE STREET BANK STREET 2: 1 ENTERPRISE DRIVE CITY: QUINCY STATE: MA ZIP: 02171 4 1 gmimc_form4ex.xml X0202 4 2006-08-01 0 0001301253 Special Value Expansion Fund, LLC N/A 0000883422 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 Common Shares 2006-08-01 4 P 0 0 0 A 0 D Common Shares 2006-08-01 4 P 0 100823.28 592.14 A 544030.156 I See Footnote 1 Due to limitations on the amount of characters that can be used, please see Exhibit 99.1- Explanation of Responses. /s/ Duen-Li Kao, Senior Managing Director, Global Public Markets 2006-09-06 EX-99 2 mm9-0606_f4e991.txt 99.1 EXHIBIT 99.1 Explanation of Responses ------------------------ Footnote (1) GMAM Investment Funds Trust II (the "Trust"), a group trust organized for the benefit of certain trusts under certain employee benefit plans, holds the securities referred to in line 2 of table 1 (the "Securities"). The reporting person ("GMIMCO") has retained under the Employee Retirement Income Security Act of 1974, as amended, the power to direct the voting and disposition of the Securities although it has no pecuniary interest therein. General Motors Trust Company is the trustee (the "Trustee") with respect to the Trust. GMIMCO is serving as investment manager with respect to the Trust and in that capacity it has the sole power to direct the Trustee as to the voting and disposition of the Securities. Because of the Trustee's limited role in the voting and disposition of the Securities, beneficial ownership of the Securities by the Trustee is disclaimed. Line 1 of Table 1 relates to GMIMCO's status as a 10% beneficial owner without pecuniary interest with respect to the Securities. Line 2 of Table 1 relates to the status of the Trust on behalf of which GMIMCO is making the report reflected on such line as a 10% beneficial owner that may have a pecuniary interest in the Securities. This filing should not be deemed an admission that either GMIMCO or the Trust is the beneficial owner of the Securities. -----END PRIVACY-ENHANCED MESSAGE-----