-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NReZZXOg1wSIhxC5HgDLjbDLoL/yS9iWNw5+f8po5f9O90ozuOXMr0a6spQlBQiW VB/9aVWwqyygpzJco20I4Q== 0000883369-97-000025.txt : 19970912 0000883369-97-000025.hdr.sgml : 19970912 ACCESSION NUMBER: 0000883369-97-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970731 FILED AS OF DATE: 19970910 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MORTGAGE CORP /CA/ CENTRAL INDEX KEY: 0000883369 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 952960716 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-19847 FILM NUMBER: 97677736 BUSINESS ADDRESS: STREET 1: 3230 FALLOWFIELD DR CITY: DIAMOND BAR STATE: CA ZIP: 91765 BUSINESS PHONE: 9095951996 MAIL ADDRESS: STREET 1: 3230 FALLOW FIELD DRIVE CITY: DIAMOND BAR STATE: CA ZIP: 91765 COMPANY DATA: COMPANY CONFORMED NAME: FIRST MORTGAGE CORP /CA/ CENTRAL INDEX KEY: 0000883369 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] OTHER IRS NUMBER: 952960716 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3230 FALLOWFIELD DR CITY: DIAMOND BAR STATE: CA ZIP: 91765 BUSINESS PHONE: 9095951996 MAIL ADDRESS: STREET 1: 3230 FALLOW FIELD DRIVE CITY: DIAMOND BAR STATE: CA ZIP: 91765 4 1 FORM 4 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1.NAME AND ADDRESS OF REPORTING PERSON 2.ISSUER NAME AND TICKER OR TRADING Fredericks, Robyn S. SYMBOL OR SOCIAL SECURITY NUMBER 3230 Fallow Field Drive First Mortgage Corporation (FMOR) Diamond Bar, CA 91765 3.IRS OR SOCIAL SECURITY NUMBER OF 4.STATEMENT FOR MONTH/YEAR REPORTING PERSON (VOLUNTARY) September 1997 n/a 5.IF AMENDMENT, DATE OF ORIGINAL 6.RELATIONSHIP OF REPORTING PERSON (MONTH/YEAR) PERSON TO ISSUER (CHECK ALL n/a APPLICABLE) Officer - Vice President TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED. n/a TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1.TITLE 2.CON- 3.TRANS- 4.TRANS- 4.TRANS- 5.NUMBER 5.NUMBER 6.DATE 6.EXPIR- 7.TITLE 7.AMOUNT 8.PRICE 9.NUMBER 10.OW- 11.NA- OF VER- ACTION ACTION ACTION OF OF EXER- ATION OF OF OF OF NER- TURE DE- SION DATE CODE CODE DERIV- DERIV- CIS- DATE UNDER- UNDER- DERIV- DERIV- SHIP OF RIVA- OR (MONTH/ (INS- (INS- ATIVE ATIVE ABLE (MONTH/ LYING LYING ATIVE ATIVE FORM IN- TIVE EXER- DAY/ TR 8) TR 8) SEC- SEC- (MONTH/ DAY/ SECUR- SECUR- SECUR- SECUR- OF DIR- SEC- CISE YEAR) URI- URI- DAY/ YEAR) ITIES ITIES ITY ITIES DE- ECT URITY PRICE TIES TIES YEAR) (INS- (INSTR. (INSTR. BENE- RIV- BE- (INS- OF AC- DIS- TR 3, 3, AND 5) FI- A- NE- TR 3) DE- QUIRED POSED AND 4) 4) CIALLY TIVE FI- RIV- (A) OF (D) OWNED SE- CIAL ATIVE (INS-. (INS- AT END CUR- OWN- SE- TR 3,4 TR 3,4 OF ITY: ER CUR- AND 5) AND 5) MONTH DI- SHIP ITY (INS- RECT (INS- TR 4) (D) TR 4) OR IN- DI- RECT (INS- TR 4) EXPIR- AMOUNT EXER- ATION OR NUMBER CODE V (A) (D) CISABLE DATE TITLE OF SHARES Employee Stock Option (Right Common to Buy) $3.50 7/31/97 A V 3,000 n/a 1/31/98 7/31/02 Stock 3,000 n/a 23,000 D n/a
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