0001225208-16-025316.txt : 20160201 0001225208-16-025316.hdr.sgml : 20160201 20160201161821 ACCESSION NUMBER: 0001225208-16-025316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160201 DATE AS OF CHANGE: 20160201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYLWARD GEORGE R CENTRAL INDEX KEY: 0001222403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 161377488 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: AYLWARD GEORGE R JR DATE OF NAME CHANGE: 20030310 4 1 doc4.xml X0306 4 2016-01-29 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001222403 AYLWARD GEORGE R C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 1 1 Director, CEO and President Common Stock 2016-01-29 4 M 0 9082.0000 39.8900 A 129301.3390 D Common Stock 70.0620 I By 401k Stock Options 39.8900 2016-01-29 4 M 0 9082.0000 39.8900 D 2009-02-02 2016-02-02 Common Stock 9082.0000 0.0000 D Acquisition of common stock upon exercise of employee stock option. The aggregate option exercise price and associated payroll taxes were paid in cash. This number includes (i) 1,266.901 shares aquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 6,821 RSUs that are scheduled to cliff vest on March 15, 2016; and (iii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. /s/Mark S. Flynn, Attorney-in-Fact 2016-02-01