0001225208-15-008092.txt : 20150317 0001225208-15-008092.hdr.sgml : 20150317 20150317193228 ACCESSION NUMBER: 0001225208-15-008092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADLEY WILLIAM PATRICK III CENTRAL INDEX KEY: 0001450955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 15708419 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml X0306 4 2015-03-13 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001450955 BRADLEY WILLIAM PATRICK III C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 1 SVP, Fund Services Common Stock 2015-03-13 4 A 0 568.0000 0.0000 A 8784.5900 D Common Stock 2015-03-13 4 F 0 987.0000 140.6800 D 7797.5900 D These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2014 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2017 and will be settled for shares of common stock on a one-for-one basis upon vesting. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. This number includes (i) 288.59 shares aquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 681 RSUs that are scheduled to cliff vest on March 15, 2016; and (iii) 568 RSUs that are scheduled to cliff vest on March 15, 2017. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. /s/Mark S. Flynn, Attorney-in-Fact 2015-03-17