-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcPr9ljkPNL4vFmwK5A2yMoTfYiO8Ai5TtKf6zaWHDEj185GoN3oNIAkz2IFt3Ip Lgsqsxjd2R3xyjYBl+S4IQ== 0001214659-09-000975.txt : 20090422 0001214659-09-000975.hdr.sgml : 20090422 20090422184655 ACCESSION NUMBER: 0001214659-09-000975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090420 FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEAMTZ J STEVEN CENTRAL INDEX KEY: 0001443487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09764686 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: Neamtz Steven J DATE OF NAME CHANGE: 20080820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 f42194f4_ex.xml X0303 4 2009-04-20 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001443487 NEAMTZ J STEVEN C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 0 1 0 0 EVP, Retail Distribution Common Stock, par value $0.01 per share 2009-04-20 4 A 0 20400 0 A 20400 D Stock Option (Right to Buy) 9.40 2009-04-20 4 A 0 13600 0 A Common Stock 13600 13600 D This number reflects the April 20, 2009 grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs convert to common stock of the Issuer on a one-for-one basis. The RSUs will cliff vest on April 20, 2012. Granted in accordance with the Virtus Investment Partners, Inc. Omnibus Incentive and Equity Plan and approved by the Compensation Committee of the Issuer's Board of Directors. This option will cliff vest on April 20, 2012. /s/ Kevin J. Carr, Attorney-in-Fact 2009-04-22 -----END PRIVACY-ENHANCED MESSAGE-----