-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PPxNHHzCjM/o/6qHIa05ono4C0sn7BNgAX7i6DOZiZRsMcmB0mr6q2itQ/BGLn0v h++QEbT3NSp+s59uW4cGiQ== 0001214659-09-000640.txt : 20090318 0001214659-09-000640.hdr.sgml : 20090318 20090318183542 ACCESSION NUMBER: 0001214659-09-000640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090305 FILED AS OF DATE: 20090318 DATE AS OF CHANGE: 20090318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 PROSPECT ST CITY: HARTFORD STATE: CT ZIP: 06115-0480 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYLWARD GEORGE R JR CENTRAL INDEX KEY: 0001222403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09691941 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 4 1 a31792f4_ex.xml X0303 4 2009-03-05 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001222403 AYLWARD GEORGE R JR C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 1 1 0 0 President, CEO and Director Common Stock, par value $0.01 per share 2009-03-05 4 M 0 809.143 0 A 1157.143 D Common Stock, par value $0.01 per share 70 I By 401(k) Restricted Stock Units 0 2009-03-05 4 M 0 809.143 0 D Common Stock 809.143 808.779 D This number reflects the March 5, 2009 vesting of 809.143 Restricted Stock Units ("RSUs") and shares of the Issuer's common stock acquired by the Reporting Person as part of the pro-rata distribution by The Phoenix Companies, Inc. ("PNX") of the Issuer's common stock in connection with the spin-off by PNX of the Issuer. The RSUs convert to common stock of the Issuer on a one-for-one basis. Approximately one-half of these RSUs vested on March 5, 2009 and the remaining RSUs will vest on March 5, 2010. /s/ Kevin J. Carr, Attorney-in-Fact 2009-03-18 -----END PRIVACY-ENHANCED MESSAGE-----