-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TS1IJB/pzWSo1Oc8TrzqapBO5vi7PL0mFDDmpZtnWUiiCd7tHMSvS2ejhJVExtSf VBbNgeKBtpDvlOXNkKFQtQ== 0001214659-09-000056.txt : 20090106 0001214659-09-000056.hdr.sgml : 20090106 20090106201409 ACCESSION NUMBER: 0001214659-09-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neamtz Steven J CENTRAL INDEX KEY: 0001443487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09511721 BUSINESS ADDRESS: BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 PROSPECT ST CITY: HARTFORD STATE: CT ZIP: 06115-0480 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 c1692f4_ex.xml X0303 4 2009-01-02 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001443487 Neamtz Steven J C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 0 1 0 0 Head of Retail Distribution Restricted Stock Units 2009-01-02 5 J 0 2191.263 A Common Stock 2191.263 2191.263 D Restricted Stock Units 2009-01-02 5 J 0 3288.167 A Common Stock 3288.167 3288.167 D Stock Option (Right to Buy 31.38 2009-01-02 5 J 0 5477 A 2018-02-13 Common Stock 5477 5477 D The Restricted Stock Units ("RSUs") convert to common stock of the Issuer on a one-for-one basis. These RSUs will cliff vest on February 13, 2011. These RSUs were previously granted to the Reporting Person under a Phoenix Companies, Inc. ("PNX") equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into RSUs of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX. These RSUs will cliff vest on March 5, 2011. This option will vest in one-third increments on February 13, 2009, February 13, 2010, and February 13, 2011. These options were previously granted to the Reporting Person under a PNX equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into options to purchase common stock of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX. Kevin J. Carr, Attorney-in-Fact 2009-01-06 -----END PRIVACY-ENHANCED MESSAGE-----