-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HreCno1B+oNzEivgTPQ73/HMw5bkoQdLOeOKFizbcrpC8IQa+dOMA/Vl0iFvw+As fxrt15FwgHREG+c6/H5GZA== 0001214659-09-000054.txt : 20090106 0001214659-09-000054.hdr.sgml : 20090106 20090106201149 ACCESSION NUMBER: 0001214659-09-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTMAN FRANCIS G CENTRAL INDEX KEY: 0001450846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09511714 BUSINESS ADDRESS: BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 PROSPECT ST CITY: HARTFORD STATE: CT ZIP: 06115-0480 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 f1690f4_ex.xml X0303 4 2009-01-02 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001450846 WALTMAN FRANCIS G C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 0 1 0 0 Head of Product Development Common Stock, par value $0.01 per share 172 D Common Stock, par value $0.01 per share 108 I By 401(k) Restricted Stock Units 2009-01-02 5 J 0 2375.837 A Common Stock 2375.837 2375.837 D In connection with the spin-off by Phoenix Companies, Inc. ("PNX") of the Issuer and as part of the pro rata distribution of 100% of the outstanding shares of the Issuer's common stock, the Reporting Person received one share of Issuer common stock for every 20 shares of PNX common stock held as of the record date of the spin-off. Information regarding stock equivalents held under the Issuer's Savings and Investment Plan presented as of December 31, 2008. The Restricted Stock Units ("RSUs") convert to common stock of the Issuer on a one-for-one basis. These RSUs will cliff vest on August 14, 2011 These RSUs were previously granted to the Reporting Person under a PNX equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into RSUs of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX. /s/ Kevin J. Carr, Attorney-in-Fact 2009-01-06 -----END PRIVACY-ENHANCED MESSAGE-----