-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBAFlqH29Hz6Tn18CqoOHllxfLvogiMlSoLiqY0jWK0ytNAnbSt5/euY4qcWh9DR eUx2hUjIDmmfwibBPxSn0Q== 0001214659-09-000033.txt : 20090105 0001214659-09-000033.hdr.sgml : 20090105 20090105192218 ACCESSION NUMBER: 0001214659-09-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 PROSPECT ST CITY: HARTFORD STATE: CT ZIP: 06115-0480 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAIO JAMES R CENTRAL INDEX KEY: 0001039369 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09507742 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD 6TH FLOOR STREET 2: FRANLIN RESOURCES INC CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (973)966-8196 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 4 1 s1495f4_ex.xml X0303 4 2009-01-02 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001039369 BAIO JAMES R C/O VIRTUS INVESTMENT PARTNERS, INC. 100 PEARL STREET HARTFORD CT 06103 1 0 0 0 Common Stock, par value $0.01 per share 2009-01-02 4 A 0 2191 10.50 A 2191 D Common stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Omnibus Incentive and Equity Plan and subject to share ownership guidelines. /s/ Kevin J. Carr, Attorney-in-Fact 2009-01-04 -----END PRIVACY-ENHANCED MESSAGE-----