-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VvoOuyj+3eYegr8IoFAh87rvpn5j/AE9fd1PUM4rwltoD9KOAYFmCqGjMDeM/5iH 0O/x4DeSjdhExmTALA36Dg== 0001181431-09-001127.txt : 20090105 0001181431-09-001127.hdr.sgml : 20090105 20090105180033 ACCESSION NUMBER: 0001181431-09-001127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 PROSPECT ST CITY: HARTFORD STATE: CT ZIP: 06115-0480 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE CENTRAL INDEX KEY: 0001129633 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09507181 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 BUSINESS PHONE: 8604035000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW STREET 2: PO BOX 5056 CITY: HARTFORD STATE: CT ZIP: 061025056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phoenix Investment Management Co CENTRAL INDEX KEY: 0001453041 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 09507182 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102 4 1 rrd228723.xml FORM 4 X0303 4 2008-12-31 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001453041 Phoenix Investment Management Co ONE AMERICAN ROW HARTFORD CT 06102 0 0 1 0 0001129633 PHOENIX COMPANIES INC/DE ONE AMERICAN ROW HARTFORD CT 06102 0 0 1 0 Common Stock 2008-12-31 4 J 0 5772076 D 0 D Series B Voting Convertible Preferred Stock 2008-12-31 4 J 0 35217 D Common Stock 1349300.61 0 D Five million seven-hundred-seventy-two thousand seventy-six (5,772,076) shares of common stock of Virtus Investment Partners, Inc. ("Virtus") were owned beneficially and of record by Phoenix Investment Management Company. The Phoenix Companies, Inc. ("Phoenix") is the sole stockholder of Phoenix Investment Management Company. On December 31, 2008, Phoenix distributed all of the shares of common stock of Virtus in a pro rata stock dividend to its stockholders of record on December 22, 2008. Each such stockholder received one share of common stock of Virtus for every twenty shares of common stock of Phoenix held on December 22, 2008. Each share of Series B Voting Convertible Preferred Stock is convertible at any time into 38.3139 shares of common stock, subject to customary anti-dilution provisions. There is no expiration date for conversion. On December 31, 2008, Phoenix Investment Management Company sold to Harris Bankcorp, Inc. thirty-five thousand two hundred seventeen (35,217) shares of Series B Voting Convertible Preferred Stock of Virtus. /s/ Steven L. Bray, Vice President, on behalf of Phoenix Investment Management Company 2009-01-05 /s/ Steven L. Bray, Vice President, on behalf of The Phoenix Companies, Inc. 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----