0000899243-16-032474.txt : 20161031
0000899243-16-032474.hdr.sgml : 20161031
20161031160609
ACCESSION NUMBER: 0000899243-16-032474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954191764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-403-5000
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF MONTREAL /CAN/
CENTRAL INDEX KEY: 0000927971
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 161961686
BUSINESS ADDRESS:
STREET 1: 1 FIRST CANADIAN PLACE
CITY: TORONTO
STATE: A6
ZIP: M5X 1A1
BUSINESS PHONE: 4168677191
MAIL ADDRESS:
STREET 1: 1 FIRST CANADIAN PLACE
CITY: TORONTO
STATE: A6
ZIP: M5X 1A1
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-27
1
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0000927971
BANK OF MONTREAL /CAN/
100 KING STREET WEST
1 FIRST CANADIAN PLACE
TORONTO
A6
M5X 1A1
ONTARIO, CANADA
0
0
1
0
Virtus Investment Partners, Inc. (VRTS): Common Stock
2016-10-27
4
S
0
1727746
93.50
D
150
I
See footnote
Includes 150 shares of common stock of Virtus Investment Partners, Inc. held in an investment account for clients of BMO Nesbitt Burns Inc., which is an indirect wholly owned subsidiary of Bank of Montreal. This number does not include 25,346 shares of common stock of Virtus Investment Partners, Inc. held by sub-advisers of CTC myCFO, LLC, a wholly owned subsidiary of BMO Financial Corp., in the name of clients of CTC myCFO, LLC.
Bank of Montreal Holding Inc., a wholly owned subsidiary of Bank or Montreal, is the direct beneficial owner of the shares of common stock of Virtus Investment Partners, Inc. Bank of Montreal is the indirect owner of such securities.
/s/ Neil Puddicombe, Bank of Montreal, By: Neil Puddicombe, Assistant Secretary
2016-10-27