0000883237-23-000035.txt : 20230317
0000883237-23-000035.hdr.sgml : 20230317
20230317163338
ACCESSION NUMBER: 0000883237-23-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smirl Richard W
CENTRAL INDEX KEY: 0001860677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 23743129
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_167908520050775.xml
FORM 4
X0306
4
2023-03-15
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001860677
Smirl Richard W
C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
0
1
0
0
EVP & Chief Operating Officer
Common Stock
2023-03-15
4
A
0
2923
0
A
9652.732
D
Common Stock
2023-03-15
4
F
0
355
171.08
D
9403.801
D
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
This number includes (i) 191.802 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,545 RSUs that are scheduled to vest on May 3, 2023, (iii) 1,738 RSUs that are scheduled to vest on March 15, 2024, (iv) 1,545 RSUs that are scheduled to vest on May 3, 2024, (v) 1,738 RSUs that are scheduled to vest on March 14, 2025, (vi) 937 RSUs that are scheduled to vest on May 3, 2025 and (vii) 975 RSUs that are scheduled to vest on March 13, 2026.
/s/ Ronnie D. Kryjak, Attorney-in-Fact
2023-03-17