0000883237-21-000093.txt : 20210316
0000883237-21-000093.hdr.sgml : 20210316
20210316184916
ACCESSION NUMBER: 0000883237-21-000093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210312
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTMAN FRANCIS G
CENTRAL INDEX KEY: 0001450846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 21747634
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_161593493156257.xml
FORM 4
X0306
4
2021-03-12
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001450846
WALTMAN FRANCIS G
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
0
1
0
0
EVP, Product Management
Common Stock
2021-03-12
4
F
0
472
0
D
17264.451
D
Common Stock
2021-03-15
4
F
0
2121
0
D
15143.451
D
Common Stock
2021-03-15
4
A
0
1532
0
A
16675.451
D
Common Stock
2021-03-15
4
A
0
1167
0
A
17842.451
D
Common Stock
108.533
I
By 401k
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation.
These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 2,375 RSUs that are scheduled to vest on March 15, 2022, (iii) 1,587 RSUs that are scheduled to vest on March 15, 2023, and (iv) 389 RSUs that are scheduled to vest on March 15, 2024.
/s/ Ronnie D. Kryjak, Attorney-in-Fact
2021-03-16