0000883237-20-000093.txt : 20200519 0000883237-20-000093.hdr.sgml : 20200519 20200519170927 ACCESSION NUMBER: 0000883237-20-000093 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20200518 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 263962811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 20894624 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-263-4707 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 8-K 1 virtusform8k051820am.htm 8-K Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

May 18, 2020
Date of Report (date of earliest event reported)

VIRTUS INVESTMENT PARTNERS, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-10994
26-3962811
 
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
 
One Financial Plaza
Hartford
CT
06103
 
(Address of principal executive offices)
 
(Zip Code)
 
(800) 248-7971
Registrant's telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
VRTS
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o





Item 5.07 Submission of Matters to a Vote of Security Holders.

Virtus Investment Partners, Inc. (the “Company”) held its 2020 annual meeting of shareholders (the “Annual Meeting”) on May 18, 2020. The following proposals were voted on at the Annual Meeting and the results regarding each proposal are set forth below:

Item 1. Election of Directors. The shareholders elected all of the nominees for Class III directors to hold office until the 2023 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified, or their earlier resignation or removal, as follows:
Director
 
For
 
Against
 
Withheld
 
Broker Non-Votes
 
 
 
 
 
 
 
 
 
George R. Aylward
 
6,008,689
 
 
234,849
 
551,417
 
 
 
 
 
 
 
 
 
Paul Greig
 
6,117,181
 
 
126,357
 
551,417
 
 
 
 
 
 
 
 
 
Mark C. Treanor
 
5,956,833
 
 
286,705
 
551,417

Item 2. Ratification of Appointment of Independent Registered Public Accounting Firm. The shareholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.
For
 
Against
 
Abstain
 
Broker Non-Votes
 
 
 
 
 
 
 
6,594,690
 
76,010
 
124,255
 

Item 3. Advisory Vote on Executive Compensation. The shareholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers.
For
 
Against
 
Abstain
 
Broker Non-Votes
 
 
 
 
 
 
 
5,921,284
 
187,152
 
135,102
 
551,417



Item 9.01 Financial Statements and Exhibits.
 
(d)
Exhibits
 
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).








SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
 
VIRTUS INVESTMENT PARTNERS, INC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Dated:  May 19, 2020
 
By:
/s/ Wendy J. Hills
 
 
 
 
Name:
Wendy J. Hills
 
 
 
 
Title:
Executive Vice President, Chief Legal Officer, General Counsel and Secretary
 



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