0000883237-19-000042.txt : 20190320
0000883237-19-000042.hdr.sgml : 20190320
20190320173747
ACCESSION NUMBER: 0000883237-19-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190319
FILED AS OF DATE: 20190320
DATE AS OF CHANGE: 20190320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AYLWARD GEORGE R
CENTRAL INDEX KEY: 0001222403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 19695423
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER NAME:
FORMER CONFORMED NAME: AYLWARD GEORGE R JR
DATE OF NAME CHANGE: 20030310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 263962811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-263-4707
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
STREET 2: 26TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
4
1
wf-form4_155311785314544.xml
FORM 4
X0306
4
2019-03-19
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001222403
AYLWARD GEORGE R
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA
HARTFORD
CT
06103
1
1
0
0
Director, CEO and President
Common Stock
2019-03-19
4
M
0
10000
9.40
A
222539.52
D
Common Stock
2019-03-19
4
M
0
8120
9.40
A
230659.52
D
Common Stock
2019-03-19
4
F
0
4021
102.29
D
226638.52
D
Stock Options
9.4
2019-03-19
4
M
0
10000
9.40
D
2012-04-20
2019-04-20
Common Stock
10000.0
8120
D
Stock Options
9.4
2019-03-19
4
M
0
8120
9.40
D
2012-04-20
2019-04-20
Common Stock
8120.0
0
D
Acquisition of common stock upon exercise of expiring employee stock options.
The aggregate option exercise price and associated payroll taxes were paid in cash.
The aggregate option exercise price and associated payroll taxes with respect to the exercise of 8,120 options were paid by delivery of previously owned shares in an exempt disposition to the Issuer.
This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 25,109 RSUs that are scheduled to cliff vest on March 15, 2020 (iii) 21,804 RSUs that are scheduled to cliff vest on March 15, 2021 and (iv) 4,563 RSUs that are scheduled to cliff vest on March 15, 2022.
/s/ Mark S. Flynn, Attorney-in-Fact
2019-03-20