0000883237-18-000024.txt : 20180226 0000883237-18-000024.hdr.sgml : 20180226 20180226171334 ACCESSION NUMBER: 0000883237-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mandinach Barry M. CENTRAL INDEX KEY: 0001497269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 18641610 MAIL ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 263962811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-263-4707 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 wf-form4_151968319522911.xml FORM 4 X0306 4 2018-02-22 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001497269 Mandinach Barry M. C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 0 1 0 0 EVP, Head of Distribution Common Stock 2018-02-22 4 A 0 3624 0 A 11578 D Common Stock 2018-02-22 4 F 0 644 122 D 10934 D These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. This number includes (i) 1,812 shares from the vesting of RSUs on February 22, 2018; (ii) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018; (iii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iv) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. /s/Mark S. Flynn, Attorney-in-Fact 2018-02-26