0000883237-17-000016.txt : 20170209 0000883237-17-000016.hdr.sgml : 20170209 20170209185446 ACCESSION NUMBER: 0000883237-17-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954191764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-403-5000 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYLWARD GEORGE R CENTRAL INDEX KEY: 0001222403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 17589029 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: AYLWARD GEORGE R JR DATE OF NAME CHANGE: 20030310 4 1 wf-form4_148668447234135.xml FORM 4 X0306 4 2017-02-07 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001222403 AYLWARD GEORGE R C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 1 1 0 0 Director, CEO and President Common Stock 2017-02-07 4 M 0 2500 40 A 146620.04 D Common Stock 2017-02-08 4 M 0 8399 40 A 155019.04 D Common Stock 2017-02-08 4 F 0 4959 108.10 D 150060.04 D Common Stock 70.062 I By 401k Stock Options 40.0 2017-02-07 4 M 0 2500 40 D 2010-02-08 2017-02-08 Common Stock 2500.0 0 D Stock Options 40.0 2017-02-08 4 M 0 8399 40 D 2010-02-08 2017-02-08 Common Stock 8399.0 0 D Acquisition of common stock upon exercise of expiring employee stock options. The option exercise price was paid in cash. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations. Includes (i) 1,399.618 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017, and (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. /s/Mark S. Flynn, Attorney-in-Fact 2017-02-09