0000883237-17-000016.txt : 20170209
0000883237-17-000016.hdr.sgml : 20170209
20170209185446
ACCESSION NUMBER: 0000883237-17-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170207
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC.
CENTRAL INDEX KEY: 0000883237
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954191764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-403-5000
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 9TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT
DATE OF NAME CHANGE: 19990312
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS CORP
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AYLWARD GEORGE R
CENTRAL INDEX KEY: 0001222403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10994
FILM NUMBER: 17589029
MAIL ADDRESS:
STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC.
STREET 2: 100 PEARL STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER NAME:
FORMER CONFORMED NAME: AYLWARD GEORGE R JR
DATE OF NAME CHANGE: 20030310
4
1
wf-form4_148668447234135.xml
FORM 4
X0306
4
2017-02-07
0
0000883237
VIRTUS INVESTMENT PARTNERS, INC.
VRTS
0001222403
AYLWARD GEORGE R
C/O VIRTUS INVESTMENT PARTNERS
100 PEARL STREET
HARTFORD
CT
06103
1
1
0
0
Director, CEO and President
Common Stock
2017-02-07
4
M
0
2500
40
A
146620.04
D
Common Stock
2017-02-08
4
M
0
8399
40
A
155019.04
D
Common Stock
2017-02-08
4
F
0
4959
108.10
D
150060.04
D
Common Stock
70.062
I
By 401k
Stock Options
40.0
2017-02-07
4
M
0
2500
40
D
2010-02-08
2017-02-08
Common Stock
2500.0
0
D
Stock Options
40.0
2017-02-08
4
M
0
8399
40
D
2010-02-08
2017-02-08
Common Stock
8399.0
0
D
Acquisition of common stock upon exercise of expiring employee stock options.
The option exercise price was paid in cash.
Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations.
Includes (i) 1,399.618 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017, and (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
/s/Mark S. Flynn, Attorney-in-Fact
2017-02-09