-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzVIbGFqj21hxwcqcdSw5ncuz6d1kD7GrNMTYouu5bSF26dIvKeMKn2YqjWhlf/V i40ZuUgo8EVv4riTiyLNQw== 0000950005-97-000195.txt : 19970222 0000950005-97-000195.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000195 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRISM SOLUTIONS INC CENTRAL INDEX KEY: 0001008129 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770282704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49285 FILM NUMBER: 97531536 BUSINESS ADDRESS: STREET 1: 1000 HAMLIN CT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087521888 MAIL ADDRESS: STREET 1: 1000 HAMLIN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOHR DAVIDOW VENTURES III CENTRAL INDEX KEY: 0000883158 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 1 240 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4153212400 MAIL ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 1 240 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 SC 13 G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No._______)* Prism Solutions, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 0007429471 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 13 Pages Exhibit Index Contained on Page 12 - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 2 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mohr, Davidow Ventures III, A California Limited Partnership ("MDV III") Tax ID Number: 94-3150283 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,130,484 shares, except that WLPJ BENEFICIALLY Partners, the general partner of OWNED BY EACH MDV III, and Mohr, Davidow, Feiber REPORTING and Schoendorf, the general PERSON partners of WLPJ Partners, may be WITH deemed to have shared power to vote these shares. -------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,130,484 shares, except that WLPJ Partners, the general partner of MDV III, and Mohr, Davidow, Feiber and Schoendorf, the general partners of WLPJ Partners, may be deemed to have shared power to dispose of these shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,130,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.53% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 3 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS WLPJ Partners, A California Limited Partnership ("WLPJ") Tax ID Number: 94-3150282 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X[ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY -------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 1,130,484 shares, of which all are PERSON directly owned by MDV III. WLPJ is WITH the general partner of MDV III and may be deemed to have shared power to vote these shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,130,484 shares, of which all are directly owned by MDV III. WLPJ is the general partner of MDV III and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,130,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.53% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 4 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Lawrence G. Mohr, Jr. ("Mohr") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY -------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 1,130,484 shares, of which all are PERSON directly owned by MDV III. Mohr is WITH a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to vote these shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,130,484 shares, of which all are directly owned by MDV III. Mohr is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,130,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.53% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 5 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS William H. Davidow ("Davidow") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY -------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 1,130,484 shares, of which all are PERSON directly owned by MDV III. Davidow WITH is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to vote these shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,130,484 shares, of which all are directly owned by MDV III. Davidow is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,130,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.53% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 6 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Jonathan D. Feiber ("Feiber") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY -------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 1,130,484 shares, of which all are PERSON directly owned by MDV III. Feiber WITH is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to vote these shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,130,484 shares, of which all are directly owned by MDV III. Feiber is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,130,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.53% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- ---------------------------- CUSIP NO. 0007429471 13 G Page 7 of 13 Pages - ------------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Nancy J. Schoendorf ("Schoendorf") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 20,000 shares, issuable upon the BENEFICIALLY exercise of a stock option. OWNED BY EACH -------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON 1,130,484 shares, of which all are WITH directly owned by MDV III. Schoendorf is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to vote these shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 20,000 shares, issuable upon the exercise of a stock option. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,130,484 shares, of which all are directly owned by MDV III. Schoendorf is a general partner of WLPJ, the general partner of MDV III, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,150,484 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.68% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 13 Pages ITEM 1(a). NAME OF ISSUER: --------------- Prism Solutions, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 1000 Hamlin Court Sunnyvale, CA 94089 ITEM 2(a). NAME OF PERSONS FILING: ----------------------- This Statement is filed by Mohr Davidow Ventures III, A California Limited Partnership ("MDV III"), WLPJ Partners, A California Limited Partnership ("WLPJ"), Lawrence G. Mohr, Jr. ("Mohr"), William H. Davidow ("Davidow"), Jonathan D. Feiber ("Feiber"), and Nancy J. Schoendorf ("Schoendorf"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." WLPJ is the general partner of MDV III, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by MDV III. Mohr, Davidow, Feiber, and Schoendorf are the general partners of WLPJ, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by MDV III. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal business office for each of the Reporting Persons is: Mohr Davidow Ventures 3000 Sand Hill Road Building 1, Suite 240 Menlo Park, CA 94025 ITEM 2(c) CITIZENSHIP: ------------ MDV III and WLPJ are California limited partnerships and Mohr, Davidow, Feiber, and Schoendorf are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock Page 9 of 13 Pages ITEM 2(e). CUSIP NUMBER: ------------- CUSIP # 0007429471 ITEM 3. Not Applicable -------------- ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1996: (a) Amount beneficially owned: -------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ----------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person -------------------------------------------- has: ---- (i) Sole power to vote or to direct the --------------------------------------- vote: ----- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the --------------------------------------- vote: ----- See Row 6 of cover page for each Reporting Person. (iii)Sole power to dispose or to direct the --------------------------------------- disposition of: --------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct --------------------------------------- the disposition of: ------------------- See Row 8 of cover page for each Reporting Person. Page 10 of 13 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER -------------------------------------------------------------- PERSON: ------- Under certain circumstances set forth in the limited partnership agreements of MDV III and WLPJ, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH -------------------------------------------------------------- ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING -------------------------------------------------------------- COMPANY: -------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: ---------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------- Not applicable ITEM 10. CERTIFICATION: -------------- Not applicable Page 11 of 13 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 /s/ Lawrence G. Mohr, Jr. ------------------------------------- Lawrence G. Mohr, Jr., individually and on behalf of MDV III in his capacity as a general partner of WLPJ, the general partner of MDV III, and on behalf of WLPJ in his capacity as a general partner thereof. /s/ William H. Davidow ------------------------------------- William H. Davidow /s/ Jonathan D. Feiber ------------------------------------- Jonathan D. Feiber /s/ Nancy J. Schoendorf ------------------------------------- Nancy J. Schoendorf Page 12 of 13 Pages EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 13 Page 13 of 13 Pages EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Prism Solutions, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 12, 1997 /s/ Lawrence G. Mohr, Jr. ----------------------------------- Lawrence G. Mohr, Jr., individually and on behalf of MDV III in his capacity as a general partner of WLPJ, the general partner of MDV III, and on behalf of WLPJ in his capacity as a general partner thereof. /s/ William H. Davidow ----------------------------------- William H. Davidow /s/ Jonathan D. Feiber ----------------------------------- Jonathan D. Feiber /s/ Nancy J. Schoendorf ----------------------------------- Nancy J. Schoendorf -----END PRIVACY-ENHANCED MESSAGE-----