0001209191-22-035173.txt : 20220608
0001209191-22-035173.hdr.sgml : 20220608
20220608181659
ACCESSION NUMBER: 0001209191-22-035173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220606
FILED AS OF DATE: 20220608
DATE AS OF CHANGE: 20220608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANKOWSKI JESS
CENTRAL INDEX KEY: 0001184478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 221004474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-06
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0001184478
JANKOWSKI JESS
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
1
1
0
0
President, CEO
Common Stock
1000
I
Spouse's IRA
Common Stock
59000
D
Common Stock
2022-06-06
4
M
0
11455
0.30
A
70455
D
Common Stock
2022-06-06
4
S
0
11455
3.03
D
59000
D
Common Stock
2022-06-07
4
M
0
100
0.30
A
59100
D
Common Stock
2022-06-07
4
S
0
100
3.00
D
59000
D
Common Stock
2022-06-08
4
M
0
1500
0.30
A
60500
D
Common Stock
2022-06-08
4
S
0
1500
3.00
D
59000
D
Common Stock (right to purchase)
0.30
2022-06-06
4
M
0
11455
0.30
D
2013-08-07
2022-08-07
Common Stock
11455
0
D
Common Stock (right to purchase)
0.30
2022-06-07
4
M
0
100
0.30
D
2013-08-07
2022-08-07
Common Stock
100
0
D
Common Stock (right to purchase)
0.30
2022-06-08
4
M
0
1500
0.30
D
2013-08-07
2022-08-07
Common Stock
86445
84945
D
Common Stock (right to purchase)
0.415
2014-02-14
2023-02-14
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.52
2015-02-13
2024-02-13
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.44
2016-02-18
2025-02-18
Common Stock
81000
81000
D
Common Stock (right to purchase)
0.42
2017-02-23
2026-02-23
Common Stock
69000
69000
D
Common Stock (right to purchase)
0.68
2018-02-21
2027-02-21
Common Stock
81000
81000
D
Common Stock (right to purchase)
0.82
2019-05-23
2028-05-23
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.51
2020-05-22
2029-05-22
Common Stock
16500
16500
D
Common Stock (right to purchase)
0.45
2021-06-18
2027-06-18
Common Stock
90000
90000
D
Common Stock (right to purchase)
4.17
2022-12-28
2028-12-28
Common Stock
90000
90000
D
These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings.
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Subject to certain restrictions, beginning on this date, options vest in three equal installments.
Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings. The maturity of these rights cannot be extended beyond the IRS statutory limit of ten years.
Jess A. Jankowski
2022-06-08