0001209191-17-061418.txt : 20171117
0001209191-17-061418.hdr.sgml : 20171117
20171117143213
ACCESSION NUMBER: 0001209191-17-061418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171116
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CESARIO FRANK
CENTRAL INDEX KEY: 0001267497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 171210594
MAIL ADDRESS:
STREET 1: C/O ISCO INTERNATIONAL INC
STREET 2: 451 KIGSTON COURT
CITY: MT PROSPECT
STATE: IL
ZIP: 60056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-16
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0001267497
CESARIO FRANK
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
Chief Financial Officer
Common Stock
2017-11-16
4
M
0
15453
0.44
A
99236
D
Common Stock
2017-11-16
4
S
0
15453
0.58
D
83783
D
Common Stock (right to buy)
1.07
2010-06-24
2019-06-24
Common Stock
20000
20000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
20000
20000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
31000
31000
D
Common Stock (right to buy)
0.52
2015-02-13
2024-02-13
Common Stock
40000
40000
D
Common Stock (right to buy)
0.44
2017-11-16
4
M
0
15453
0.44
D
2016-02-18
2025-02-18
Common Stock
15453
20547
D
Common Stock
0.42
2017-02-23
2026-02-23
Common Stock
31500
31500
D
Common Stock
0.68
2018-02-21
2027-02-21
Common Stock
36000
36000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
/s/ Frank Cesario
2017-11-17