0001209191-17-013395.txt : 20170222
0001209191-17-013395.hdr.sgml : 20170222
20170222171137
ACCESSION NUMBER: 0001209191-17-013395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TYLER W EDWIN
CENTRAL INDEX KEY: 0001186521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 17629480
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-21
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0001186521
TYLER W EDWIN
C/O NANOPHASE TECHNOLOGIES CORP
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
1
0
0
0
Common stock (right to buy)
1.19
2012-01-12
2021-01-12
common stock
10000
10000
D
Common stock (right to buy)
0.30
2013-08-07
2022-08-07
common stock
10000
10000
D
Common stock (right to buy)
0.415
2014-02-14
2023-02-14
common stock
12000
12000
D
Common Stock (right to buy)
0.52
2015-02-13
2024-02-13
common stock
12000
12000
D
Common Stock (right to buy)
0.44
2016-02-18
2025-02-18
common stock
10800
10800
D
Common Stock (right to buy)
0.42
2017-02-23
2026-02-23
common stock
9720
9720
D
Common Stock (right to buy)
0.68
2017-02-21
4
A
0
12000
0.68
A
2018-02-21
2027-02-21
Common Stock
12000
12000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
By Jess Jankowski under UPA for W. Ed Tyler
2017-02-22