0001209191-16-101802.txt : 20160224
0001209191-16-101802.hdr.sgml : 20160224
20160224142034
ACCESSION NUMBER: 0001209191-16-101802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160223
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldwin Nancy
CENTRAL INDEX KEY: 0001446736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 161451359
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-23
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0001446736
Baldwin Nancy
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
VP Human Resources & IT
Common Stock
987
D
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
7500
7500
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
9000
9000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
15000
15000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
31000
31000
D
Common Stock (right to buy)
0.30
2013-08-07
2022-08-07
Common Stock
41000
41000
D
Common Stock (right to buy)
0.415
2014-02-14
2023-02-14
Common Stock
39000
39000
D
Common Stock (right to buy)
0.52
2015-02-13
2024-02-13
Common Stock
40000
40000
D
Common Stock
0.44
2016-02-18
2025-02-18
Common Stock
36000
36000
D
Common Stock (right to purchase)
0.42
2016-02-23
4
A
0
31500
0.42
A
2017-02-23
2026-02-23
Common Stock
31500
31500
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
By Jess Jankowski, under UPA, for Nancy Baldwin
2016-02-24