0001209191-16-101795.txt : 20160224
0001209191-16-101795.hdr.sgml : 20160224
20160224140136
ACCESSION NUMBER: 0001209191-16-101795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160223
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANKOWSKI JESS
CENTRAL INDEX KEY: 0001184478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 161451310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-23
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0001184478
JANKOWSKI JESS
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
1
1
0
0
President, CEO
Common Stock
38801
D
Common Stock
1000
I
Spouse's IRA
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
15000
15000
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
18000
18000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
23000
23000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
85000
85000
D
Common Stock (right to buy)
0.30
2013-08-07
2022-08-07
Common Stock
98000
98000
D
Common Stock (right to buy)
0.415
2014-02-14
2023-02-14
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.52
2015-02-13
2024-02-13
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.44
2016-02-18
2025-02-18
Common Stock
81000
81000
D
Common Stock (right to purchase)
0.42
2016-02-23
4
A
0
69000
0.42
A
2017-02-23
2026-02-23
Common Stock
69000
69000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Subject to certain restrictions, beginning on this date, options vest in three equal installments.
Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
Jess A. Jankowski
2016-02-24