0001209191-15-018879.txt : 20150226
0001209191-15-018879.hdr.sgml : 20150226
20150226095530
ACCESSION NUMBER: 0001209191-15-018879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150225
FILED AS OF DATE: 20150226
DATE AS OF CHANGE: 20150226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CESARIO FRANK
CENTRAL INDEX KEY: 0001267497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 15650634
MAIL ADDRESS:
STREET 1: C/O ISCO INTERNATIONAL INC
STREET 2: 451 KIGSTON COURT
CITY: MT PROSPECT
STATE: IL
ZIP: 60056
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-25
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001267497
CESARIO FRANK
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
Chief Financial Officer
Common Stock
2015-02-25
4
M
0
27333
0.30
A
57783
D
Common Stock
2015-02-25
4
M
0
26000
0.415
A
83783
D
Common Stock (right to buy)
1.07
2010-06-24
2019-06-24
Common Stock
20000
20000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
20000
20000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
31000
31000
D
Common Stock (right to buy)
0.30
2015-02-25
4
M
0
27333
0.30
D
2013-08-07
2022-08-07
Common Stock
27333
13667
D
Common Stock (right to buy)
0.415
2015-02-25
4
M
0
26000
0.415
D
2014-02-14
2023-02-14
Common Stock
26000
13000
D
Common Stock (right to buy)
0.52
2015-02-13
2024-02-13
Common Stock
40000
40000
D
Common Stock (right to buy)
0.44
2016-02-18
2025-02-18
Common Stock
36000
36000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
/s/ Frank Cesario
2015-02-26