0001209191-14-010666.txt : 20140214
0001209191-14-010666.hdr.sgml : 20140214
20140214112424
ACCESSION NUMBER: 0001209191-14-010666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140213
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murray Patrick G
CENTRAL INDEX KEY: 0001446735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 14612668
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-13
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001446735
Murray Patrick G
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
VP Research & Development
Common Stock
1503
D
Common Stock (right to buy)
5.55
2005-10-11
2014-10-11
Common Stock
3000
3000
D
Common Stock (right to buy)
6.03
2006-09-27
2015-09-27
Common Stock
3000
3000
D
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
9000
9000
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
9000
9000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
16000
16000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
43000
43000
D
Common Stock (right to buy)
0.30
2013-08-07
2022-08-07
Common Stock
52000
52000
D
Common Stock (right to buy)
0.415
2014-02-14
2023-02-14
Common Stock
48000
48000
D
Common Stock (right to buy)
0.52
2014-02-13
4
A
0
50000
0.52
A
2015-02-13
2024-02-13
Common Stock
50000
50000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
By Jess Jankowski, under UPA, for Patrick G. Murray
2014-02-14