0001209191-14-010663.txt : 20140214
0001209191-14-010663.hdr.sgml : 20140214
20140214111913
ACCESSION NUMBER: 0001209191-14-010663
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140213
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cureton Kevin
CENTRAL INDEX KEY: 0001563513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 14612618
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-13
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001563513
Cureton Kevin
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
VP Sales & Mktg & Bus Dev
Common Stock (right to buy)
0.30
2013-11-28
2022-11-28
Common Stock
52000
52000
D
Common Stock (right to buy)
0.415
2014-02-14
2023-02-14
Common Stock
48000
48000
D
Common Stock (right to buy)
0.52
2014-02-13
4
A
0
75000
0.52
A
2015-02-13
2024-02-13
Common Stock
75000
75000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
/s/ Frank Cesario under UPA for Kevin Cureton
2014-02-14