0001209191-14-010657.txt : 20140214
0001209191-14-010657.hdr.sgml : 20140214
20140214105147
ACCESSION NUMBER: 0001209191-14-010657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140213
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANKOWSKI JESS
CENTRAL INDEX KEY: 0001184478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 14612283
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-13
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001184478
JANKOWSKI JESS
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
1
1
0
0
President, CEO
Common Stock
38801
D
Common Stock
1000
I
Spouse's IRA
Common Stock (right to buy)
5.55
2005-10-11
2014-10-11
Common Stock
11000
11000
D
Common Stock (right to buy)
6.03
2006-09-27
2015-09-27
Common Stock
10000
10000
D
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
15000
15000
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
18000
18000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
23000
23000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
85000
85000
D
Common Stock (right to buy)
0.30
2013-08-07
2022-08-07
Common Stock
98000
98000
D
Common Stock (right to buy)
0.415
2014-02-14
2023-02-14
Common Stock
90000
90000
D
Common Stock (right to purchase)
0.52
2014-02-13
4
A
0
90000
0.52
A
2015-02-13
2024-02-13
Common Stock
90000
90000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Subject to certain restrictions, beginning on this date, options vest in three equal installments.
Jess A. Jankowski
2014-02-14