0001209191-14-010657.txt : 20140214 0001209191-14-010657.hdr.sgml : 20140214 20140214105147 ACCESSION NUMBER: 0001209191-14-010657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140213 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANKOWSKI JESS CENTRAL INDEX KEY: 0001184478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 14612283 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-13 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001184478 JANKOWSKI JESS 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 1 1 0 0 President, CEO Common Stock 38801 D Common Stock 1000 I Spouse's IRA Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 10000 10000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 15000 15000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 18000 18000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 23000 23000 D Common Stock (right to buy) 1.02 2010-05-04 2019-05-04 Common Stock 30000 30000 D Common Stock (right to buy) 1.70 2011-05-03 2020-05-03 Common Stock 27000 27000 D Common Stock (right to buy) 1.26 2012-05-02 2021-05-02 Common Stock 85000 85000 D Common Stock (right to buy) 0.30 2013-08-07 2022-08-07 Common Stock 98000 98000 D Common Stock (right to buy) 0.415 2014-02-14 2023-02-14 Common Stock 90000 90000 D Common Stock (right to purchase) 0.52 2014-02-13 4 A 0 90000 0.52 A 2015-02-13 2024-02-13 Common Stock 90000 90000 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Subject to certain restrictions, beginning on this date, options vest in three equal installments. Jess A. Jankowski 2014-02-14