0001209191-13-009560.txt : 20130219
0001209191-13-009560.hdr.sgml : 20130219
20130219100737
ACCESSION NUMBER: 0001209191-13-009560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130214
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldwin Nancy
CENTRAL INDEX KEY: 0001446736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 13621909
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-14
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001446736
Baldwin Nancy
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
0
1
0
0
VP Human Resources & IT
Common Stock
987
D
Common Stock (right to buy)
5.55
2005-10-11
2014-10-11
Common Stock
3000
3000
D
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
7500
7500
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
9000
9000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
15000
15000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
31000
31000
D
Common Stock (right to buy)
0.30
2013-08-07
2022-08-07
Common Stock
41000
41000
D
Common Stock (right to buy)
0.415
2013-02-14
4
A
0
39000
0.415
A
2014-02-14
2023-02-14
Common Stock
39000
39000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
By Jess Jankowski, under UPA, for Nancy Baldwin
2013-02-19