0001209191-12-040871.txt : 20120808
0001209191-12-040871.hdr.sgml : 20120808
20120808100249
ACCESSION NUMBER: 0001209191-12-040871
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120807
FILED AS OF DATE: 20120808
DATE AS OF CHANGE: 20120808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANKOWSKI JESS
CENTRAL INDEX KEY: 0001184478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 121015380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-08-07
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001184478
JANKOWSKI JESS
1319 MARQUETTE DRIVE
ROMEOVILLE
IL
60446
1
1
0
0
President, CEO
Common Stock
38801
D
Common Stock
1000
I
Spouse's IRA
Common Stock (right to buy)
3.66
2004-03-24
2013-03-24
Common Stock
18000
18000
D
Common Stock (right to buy)
5.55
2005-10-11
2014-10-11
Common Stock
11000
11000
D
Common Stock (right to buy)
6.03
2006-09-27
2015-09-27
Common Stock
10000
10000
D
Common Stock (right to buy)
6.01
2007-09-27
2016-09-27
Common Stock
15000
15000
D
Common Stock (right to buy)
4.48
2008-11-06
2017-11-06
Common Stock
18000
18000
D
Common Stock (right to buy)
3.14
2009-05-12
2018-05-12
Common Stock
23000
23000
D
Common Stock (right to buy)
1.02
2010-05-04
2019-05-04
Common Stock
30000
30000
D
Common Stock (right to buy)
1.70
2011-05-03
2020-05-03
Common Stock
27000
27000
D
Common Stock (right to buy)
1.26
2012-05-02
2021-05-02
Common Stock
85000
85000
D
Common Stock (right to buy)
0.30
2012-08-07
4
A
0
98000
0.30
A
2013-08-07
2022-08-07
Common Stock
98000
98000
D
Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Jess A. Jankowski
2012-08-08