0001209191-12-040871.txt : 20120808 0001209191-12-040871.hdr.sgml : 20120808 20120808100249 ACCESSION NUMBER: 0001209191-12-040871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120807 FILED AS OF DATE: 20120808 DATE AS OF CHANGE: 20120808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANKOWSKI JESS CENTRAL INDEX KEY: 0001184478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 121015380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-08-07 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001184478 JANKOWSKI JESS 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 1 1 0 0 President, CEO Common Stock 38801 D Common Stock 1000 I Spouse's IRA Common Stock (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 18000 18000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 10000 10000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 15000 15000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 18000 18000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 23000 23000 D Common Stock (right to buy) 1.02 2010-05-04 2019-05-04 Common Stock 30000 30000 D Common Stock (right to buy) 1.70 2011-05-03 2020-05-03 Common Stock 27000 27000 D Common Stock (right to buy) 1.26 2012-05-02 2021-05-02 Common Stock 85000 85000 D Common Stock (right to buy) 0.30 2012-08-07 4 A 0 98000 0.30 A 2013-08-07 2022-08-07 Common Stock 98000 98000 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Jess A. Jankowski 2012-08-08