-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qi1bar7VdUu0uJHX74g0RZot8ByUEKM2wk8X+Jyqr23TYzirDV0OMlduEHTCHMox eq7p63wlbosMuEFGGD6c7Q== 0001209191-09-024933.txt : 20090507 0001209191-09-024933.hdr.sgml : 20090507 20090507115615 ACCESSION NUMBER: 0001209191-09-024933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANKOWSKI JESS CENTRAL INDEX KEY: 0001184478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 09804256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-04 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001184478 JANKOWSKI JESS 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 President, CEO, VP, CFO Common Stock 12416 D Common Stock 1000 I Spouse's IRA Common Stock (right to buy) 3.8125 1999-07-31 2008-07-31 Common Stock 11600 6960 D Common Stock (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 21775 21775 D Common Stock (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 13000 13000 D Common Stock (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 13000 13000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 20000 20000 D Common Stock (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 18000 18000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 10000 10000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 15000 15000 D Common Stock (right to buy) 1.75 2000-07-27 2009-07-27 Common Stock 8000 5334 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 18000 18000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 23000 23000 D Common Stock (right to buy) 1.02 2009-05-04 4 A 0 30000 1.02 A 2010-05-04 2019-05-04 Common Stock 30000 30000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Jess A. Jankowski 2009-05-06 -----END PRIVACY-ENHANCED MESSAGE-----