-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdCOvWrheqwJse7Uf8zr9BjOr+PKfVn4EEfHEKTt0K2ykpo3R2brQ7sme3xVbItJ qTg0jpWz1CMczH6EcDpPew== 0001209191-09-024853.txt : 20090506 0001209191-09-024853.hdr.sgml : 20090506 20090506184721 ACCESSION NUMBER: 0001209191-09-024853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murray Patrick G CENTRAL INDEX KEY: 0001446735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 09802988 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-04 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001446735 Murray Patrick G 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP Research & Development Common Stock 750 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 2400 2400 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 3000 3000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 3000 3000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 9000 9000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 9000 9000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 16000 16000 D Common Stock (right to buy) 1.02 2009-05-04 4 A 0 30000 1.02 A 2010-05-04 2019-05-04 Common Stock 30000 30000 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. By Jess Jankowski, under UPA, for Patrick G. Murray 2009-05-06 -----END PRIVACY-ENHANCED MESSAGE-----