-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S24bCYqR2DDTm9t3F5yb7TVzVyr8u2hgMy1+5PIs9Uc7rXwA0KhvROnu4HCLhHbl lxsmEVoLdUFqKgn6BbrwWA== 0001209191-08-054665.txt : 20081002 0001209191-08-054665.hdr.sgml : 20081002 20081002160840 ACCESSION NUMBER: 0001209191-08-054665 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080925 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson David W CENTRAL INDEX KEY: 0001446734 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 081103613 BUSINESS ADDRESS: BUSINESS PHONE: 6307716702 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2008-09-25 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001446734 Nelson David W 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP Sales & Marketing Common Stock 2000 D Common Stock (right to buy) 6.13 2008-04-09 2017-04-09 Common Stock 35000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 15000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 20000 D Subject to certain restrictions, beginning on this date, options vest in five equal anual installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. By Sherman Jung, under UPA for David W. Nelson 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----