-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKUUoHdDjfPdFmSZdMbeBfpcTztZCAfSAzMzHIP4OThy3oAtJ+71GRmYKRN56jeV y9JDBua4xEq6f1Lba876XQ== 0001209191-08-054110.txt : 20081001 0001209191-08-054110.hdr.sgml : 20081001 20081001162552 ACCESSION NUMBER: 0001209191-08-054110 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080925 FILED AS OF DATE: 20081001 DATE AS OF CHANGE: 20081001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Nancy CENTRAL INDEX KEY: 0001446736 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 081100283 BUSINESS ADDRESS: BUSINESS PHONE: 6307716703 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2008-09-25 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001446736 Baldwin Nancy 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP Human Resources & IT Common Stock 494 D Common Stock (right to buy) 11.625 2001-11-20 2010-11-20 Common Stock 10000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 6000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 3000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 7500 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 9000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 15000 D Subject to certain restrictions, beginning on this date, options vest in five equal annual installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. By Jess Jankowski under UPA for Nancy Baldwin 2008-10-01 -----END PRIVACY-ENHANCED MESSAGE-----