-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJtYhvqxag2/v2eNyiPKT8r76Oq2Pf87X8A4ewsQGmFWEXCyLs9E2cbXgjPI1LDs Qbhin7R2QCcbGVdbgKfRXg== 0001209191-08-053189.txt : 20080923 0001209191-08-053189.hdr.sgml : 20080923 20080923164902 ACCESSION NUMBER: 0001209191-08-053189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080923 FILED AS OF DATE: 20080923 DATE AS OF CHANGE: 20080923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANKOWSKI JESS CENTRAL INDEX KEY: 0001184478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 081084857 BUSINESS ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEDVILLE STATE: IL ZIP: 60441 BUSINESS PHONE: 6307716702 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-09-23 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001184478 JANKOWSKI JESS 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Acting CEO, VP, CFO Common Stock 2008-09-23 4 P 0 4200 1.55 A 7058 D Common Stock 2008-09-23 4 P 0 4400 1.60 A 11458 D Common Stock 2008-09-23 4 P 0 1400 1.63 A 12858 D Common Stock 1000 I Spouse's IRA Common Stock (right to buy) 3.8125 1999-07-31 2008-07-31 Common Stock 11600 6960 D Common Stock (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 21775 21775 D Common Stock (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 13000 13000 D Common Stock (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 13000 13000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 20000 20000 D Common Stock (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 18000 18000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 10000 10000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 15000 15000 D Common Stock (right to buy) 1.75 2000-07-27 2009-07-27 Common Stock 8000 5334 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 18000 18000 D Common Stock (right to buy) 3.14 2009-05-12 2018-05-12 Common Stock 23000 23000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Jess A. Jankowski 2008-09-23 -----END PRIVACY-ENHANCED MESSAGE-----