-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SyNDcFBmf2sEllboIcCaNYLNJSL5iDlC6T5MupnZbBn0MxnXkA4Qs1sq9gZS5BXE oA+vxxUniuE2B7C/UAyVFw== 0001209191-08-014983.txt : 20080303 0001209191-08-014983.hdr.sgml : 20080303 20080303162620 ACCESSION NUMBER: 0001209191-08-014983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080229 FILED AS OF DATE: 20080303 DATE AS OF CHANGE: 20080303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERKINS DONALD S CENTRAL INDEX KEY: 0001194065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 08660009 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEOVILLE STATE: IL ZIP: 60441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-29 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001194065 PERKINS DONALD S 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 1 0 0 0 Common Stock 2008-02-29 4 M 0 6667 1.75 A 48811 D Stock Option (right to buy) 3.50 1999-10-29 2008-10-29 Common Stock 25000 20000 D Stock Option (right to buy) 5.25 1999-06-10 2008-06-10 Common Stock 2000 667 D Stock Option (right to buy) 5.75 1999-02-19 2008-02-19 Common Stock 10000 3334 D Stock Option (right to buy) 1.75 2008-02-29 4 M 0 6667 1.75 D 2000-07-27 2009-07-27 Common Stock 10000 0 D Stock Option (right to buy) 9.92 2002-06-05 2011-06-05 Common Stock 2000 2000 D Stock Option (right to buy) 3.78 2003-11-25 2012-11-25 Common Stock 2000 2000 D Stock Option (right to buy) 5.07 2004-06-26 2013-06-26 Common Stock 2000 2000 D Stock Option (right to buy) 3.13 2009-01-22 2018-01-22 Common Stock 15000 15000 D Deferred Common Stock Common Stock 9290 9290 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Subject to certain restrictions, beginning on this date, options vest in two equal annual installments. Each share of deferred common stock represents a right to receive one share of common stock. The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company. By Jess Jankowski under UPA for Donald S. Perkins 2008-03-03 -----END PRIVACY-ENHANCED MESSAGE-----