-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D0c6zex6x9KzTBCBEUVybrvtTr7gI7PGo+IBCDGQmgvuc0L9+Q51q4jtU/ND/W8X g79mpKm3c6kV8W/X0UyJ2Q== 0001209191-07-069720.txt : 20071213 0001209191-07-069720.hdr.sgml : 20071213 20071213175846 ACCESSION NUMBER: 0001209191-07-069720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071212 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wenta Kevin J CENTRAL INDEX KEY: 0001385603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 071305488 BUSINESS ADDRESS: BUSINESS PHONE: 630-771-6743 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-12-12 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001385603 Wenta Kevin J 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Executive VP, Sales&Marketing Common Stock 2007-12-12 4 P 0 1000 3.50 A 1000 D Common Stock (right to buy) 5.72 2008-01-08 2017-01-08 Common Stock 75000 75000 D Common Stock (right to buy) 4.48 2008-11-06 2017-11-06 Common Stock 16000 16000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. /S/ By Jess Jankowski under UPA for Kevin J. Wenta 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----