-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KklCJgOpSZYUTXwnGMrW4Srt1okNQMHpUX2WmWJSMp4Ivp1g8OnhKJnqtXMEg77r 7WkHDPJbtmuy+gCWQSJ8Ww== 0001209191-07-062449.txt : 20071107 0001209191-07-062449.hdr.sgml : 20071107 20071107202650 ACCESSION NUMBER: 0001209191-07-062449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071106 FILED AS OF DATE: 20071107 DATE AS OF CHANGE: 20071107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wenta Kevin J CENTRAL INDEX KEY: 0001385603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 071223122 BUSINESS ADDRESS: BUSINESS PHONE: 630-771-6743 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-06 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001385603 Wenta Kevin J 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Executive VP, Sales&Marketing Common Stock (right to buy) 5.72 2008-01-08 2017-01-08 Common Stock 75000 75000 D Common Stock (right to buy) 4.48 2007-11-06 4 A 0 16000 4.48 A 2008-11-06 2017-11-06 Common Stock 16000 16000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. /S/ By Jess Jankowski under UPA for Kevin J. Wenta 2007-11-07 -----END PRIVACY-ENHANCED MESSAGE-----