-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EF1ZKphurXS4yK8ntE4TBRrp/EpQjOT5jdQnunAV6oZ2TvibsP63AUpPRemW8EED 0VOcMNOJbcxCRZg76LkPxA== 0001209191-07-024764.txt : 20070420 0001209191-07-024764.hdr.sgml : 20070420 20070420183736 ACCESSION NUMBER: 0001209191-07-024764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070419 FILED AS OF DATE: 20070420 DATE AS OF CHANGE: 20070420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BILICKI DANIEL S CENTRAL INDEX KEY: 0001185307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 07780007 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEOVILLE STATE: IL ZIP: 60441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-04-19 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001185307 BILICKI DANIEL S 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP - Sales & Marketing Common Stock 2007-04-19 4 M 0 6200 5.55 A 9200 D Common Stock 2007-04-19 4 M 0 3000 6.03 A 12200 D Common Stock 2007-04-19 4 S 0 100 7.20 D 12100 D Common Stock 2007-04-19 4 S 0 8600 7.055 D 3500 D Common Stock 2007-04-19 4 S 0 500 7.05 D 3000 D Common Stock 3000 D Common Stock (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 50000 50000 D Common Stock (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 30000 30000 D Common Stock (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 30000 30000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 30000 30000 D Common Stock (right to buy) 5.55 2007-04-19 4 M 0 6200 5.55 D 2005-10-11 2014-10-11 Common Stock 9300 3100 D Common Stock (right to buy) 6.03 2007-04-19 4 M 0 3000 6.03 D 2006-09-27 2015-09-27 Common Stock 9000 6000 D Common Stock (right to buy) 6.01 2007-09-27 2016-09-27 Common Stock 12000 12000 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. \s\By Jess Jankowski under UPA for Daniel S. Bilicki 2007-04-20 -----END PRIVACY-ENHANCED MESSAGE-----