-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UdgAJ5q9RD9xU60FTzmR4C8n20W0HB+QbohFUcBO3NVMCvqsbOuD7P0oq6o7780Z KMvSFKuMu3JnfCeN722NPw== 0001209191-06-052036.txt : 20060929 0001209191-06-052036.hdr.sgml : 20060929 20060929165218 ACCESSION NUMBER: 0001209191-06-052036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060927 FILED AS OF DATE: 20060929 DATE AS OF CHANGE: 20060929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANKOWSKI JESS CENTRAL INDEX KEY: 0001184478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 061117837 BUSINESS ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEDVILLE STATE: IL ZIP: 60441 BUSINESS PHONE: 6307716702 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-27 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001184478 JANKOWSKI JESS 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Chief Financial Officer Common Stock 1000 I Spouse's IRA Common Stock 3300 D Common Stock (right to buy) 3.8125 1999-07-31 2008-07-31 Common Stock 11600 6960 D Common Stock (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 21775 21775 D Common Stock (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 13000 13000 D Common Stock (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 13000 13000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 20000 20000 D Common Stock (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 18000 18000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 10000 10000 D Common Stock (right to buy) 6.01 2006-09-27 4 A 0 15000 6.01 A 2007-09-27 2016-09-27 Common Stock 15000 15000 D Common Stock (right to buy) 3.886 1997-11-07 2006-11-07 Common Stock 14475 4886 D Common Stock (right to buy) 1.75 2000-07-27 2009-07-27 Common Stock 8000 5334 D Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Subject to certain restrictions, beginning on 11/07/1997, 11,986 options vest in five annual installments, with the remainder vesting on 11/7/2004. Jess A. Jankowski 2006-09-29 -----END PRIVACY-ENHANCED MESSAGE-----