-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyblCiNlws95KkttOc+dD3IdYYb/k+vfhYdln6xFjiVXQlS2/vYFLwt86zstPana CZdAFux7GZ6nDGl27Re8jQ== 0001209191-06-052030.txt : 20060929 0001209191-06-052030.hdr.sgml : 20060929 20060929164756 ACCESSION NUMBER: 0001209191-06-052030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060927 FILED AS OF DATE: 20060929 DATE AS OF CHANGE: 20060929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BILICKI DANIEL S CENTRAL INDEX KEY: 0001185307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 061117773 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEOVILLE STATE: IL ZIP: 60441 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-27 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001185307 BILICKI DANIEL S 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP - Sales & Marketing Common Stock 8000 D Common Stock (right to buy) 2.375 2000-03-15 2009-03-15 Common Stock 50000 10000 D Common Stock (right to buy) 7.6875 2001-05-24 2010-05-24 Common Stock 50000 50000 D Common Stock (right to buy) 10.875 2002-01-26 2011-01-26 Common Stock 30000 30000 D Common Stock (right to buy) 7.0625 2002-02-28 2011-02-28 Common Stock 30000 30000 D Common Stock (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 30000 30000 D Common Stock (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 21000 21000 D Common Stock (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 9300 9300 D Common Stock (right to buy) 6.03 2006-09-27 2015-09-27 Common Stock 9000 9000 D Common Stock (right to buy) 6.01 2006-09-27 4 A 0 12000 6.01 A 2007-09-27 2016-09-27 Common Stock 12000 12000 D Subject to certain restrictions, beginning on this date, options vest in five equal installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Daniel S. Bilicki 2006-09-29 -----END PRIVACY-ENHANCED MESSAGE-----