-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/4hNJ1QPxr6eJ7/HUKQV0ovLtiDiOAver+RAGs3xrkOVJ6YANkD7+KOc20ER36Q TPYvMpN+Oz+fbQ6kuFcmzg== 0001181431-05-057353.txt : 20051021 0001181431-05-057353.hdr.sgml : 20051021 20051021165412 ACCESSION NUMBER: 0001181431-05-057353 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050927 FILED AS OF DATE: 20051021 DATE AS OF CHANGE: 20051021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAINES ROBERT W CENTRAL INDEX KEY: 0001185312 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 051150141 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DR CITY: ROMEOVILLE STATE: IL ZIP: 60441 4/A 1 rrd94999.xml FORM 4/A (10/20/05) , HAINES, 09-27-2005 X0202 4/A 2005-09-27 2005-09-29 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001185312 HAINES ROBERT W 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 VP - Operations Common Stock 2005-09-27 4 A 0 1500 A 1500 D Common Stock 3000 D Stock Option (right to buy) 5.55 2005-10-11 2014-10-11 Common Stock 11000 11000 D Stock Option (right to buy) 10.1875 2002-01-22 2011-01-22 Common Stock 30000 30000 D Stock Option (right to buy) 6.65 2003-01-03 2012-01-03 Common Stock 40000 40000 D Stock Option (right to buy) 3.66 2004-03-24 2013-03-24 Common Stock 30000 30000 D Stock Option (right to buy) 6.03 2005-09-27 4 A 0 10000 6.03 A 2006-09-27 2015-09-27 Common Stock 10000 10000 D Subject to certain restrictions, beginning on this date, options vest in five equal annual installments. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. Issued pursuant to a restricted share grant under the Company's 2004 Equity Compensation Plan. Mr. Haines did not dispose of 1,500 shares of Nanophase stock on 9/27/05 as incorrectly reported, but was issued, or effectively acquired, 1,500 restricted shares through a grant more fully described in footnote 3. This amendment reflects the correction of a clerical error. By Jess Jankowski, under UPA for Robert W. Haines 2005-10-21 -----END PRIVACY-ENHANCED MESSAGE-----