-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ho5WxZomPFoKAuCMkUMk23zEka3Y1MAwEHI06D2OtqF1NWBxq7IAfl1jcjVFBPH1 Ho8yscg7SiHGwOhowdOCmg== 0001181431-03-026229.txt : 20031009 0001181431-03-026229.hdr.sgml : 20031009 20031009111228 ACCESSION NUMBER: 0001181431-03-026229 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030428 FILED AS OF DATE: 20031009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS W IAN CENTRAL INDEX KEY: 0001265095 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 03934413 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMBOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 3 1 rrd19644.xml FORM 3 X0201 32003-04-28 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001265095 ROBERTS W IAN 1319 MARQUETTE DRIVE ROMBOVILLE IL 60446 0100VP U.S. & International SalesStock Option (right to buy)2.3752000-05-242009-05-24Common Stock12000DStock Option (right to buy)1.752000-07-272009-07-27Common Stock6667DStock Option (right to buy)7.68752001-05-242010-05-24Common Stock5200DStock Option (right to buy)10.8752002-01-262011-01-26Common Stock12500DStock Option (right to buy)7.06252002-02-282011-02-28Common Sto ck12500DStock Option (right to buy)6.652003-01-032012-01-03Common Stock15000DStock Option (right to buy)3.662004-03-242013-03-24Common Stock12000DSubject to certian restrictions, beginning on this date, options vest in five equal annual installmentsSubject to certian restrictions, beginning on this date, options vest in three equal annual installments/s/ W. Ian Roberts2003-10-09 -----END PRIVACY-ENHANCED MESSAGE-----