0001061060-12-000002.txt : 20120914
0001061060-12-000002.hdr.sgml : 20120914
20120914164913
ACCESSION NUMBER: 0001061060-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120914
DATE AS OF CHANGE: 20120914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPURGEON CORP
CENTRAL INDEX KEY: 0001061060
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 121093204
BUSINESS ADDRESS:
STREET 1: 407 S. THIRD STREET
STREET 2: SUITE 230
CITY: GENEVA
STATE: IL
ZIP: 60134
BUSINESS PHONE: 6305887200
MAIL ADDRESS:
STREET 1: 407 S. THIRD STREET
STREET 2: SUITE 230
CITY: GENEVA
STATE: IL
ZIP: 60134
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-09-12
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001061060
SPURGEON CORP
407 S. THIRD STREET
SUITE 230
GENEVA
IL
60134
0
0
1
0
Common Stock
2012-09-12
4
S
0
2421918
0.33
D
3034710
I
*
As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as a General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd., of 601,410 shares.
Jerald A. Trannel, VP/Treasurer
2012-09-14