0001061060-12-000001.txt : 20120316
0001061060-12-000001.hdr.sgml : 20120316
20120316162654
ACCESSION NUMBER: 0001061060-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120314
FILED AS OF DATE: 20120316
DATE AS OF CHANGE: 20120316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPURGEON CORP
CENTRAL INDEX KEY: 0001061060
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 12697994
BUSINESS ADDRESS:
STREET 1: 407 S. THIRD STREET
STREET 2: SUITE 230
CITY: GENEVA
STATE: IL
ZIP: 60134
BUSINESS PHONE: 6305887200
MAIL ADDRESS:
STREET 1: 407 S. THIRD STREET
STREET 2: SUITE 230
CITY: GENEVA
STATE: IL
ZIP: 60134
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-03-14
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0001061060
SPURGEON CORP
407 S. THIRD STREET
SUITE 230
GENEVA
IL
60134
0
0
1
0
Common Stock
2012-03-14
4
S
0
1152002
0.38
D
2721918
I
*
As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,421,918 shares, and as General Partner of Grace Investments, Ltd., of 300,000 shares.
Jerald A. Trannel, VP/Treasurer
2012-03-16