0001061060-12-000001.txt : 20120316 0001061060-12-000001.hdr.sgml : 20120316 20120316162654 ACCESSION NUMBER: 0001061060-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120314 FILED AS OF DATE: 20120316 DATE AS OF CHANGE: 20120316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 12697994 BUSINESS ADDRESS: STREET 1: 407 S. THIRD STREET STREET 2: SUITE 230 CITY: GENEVA STATE: IL ZIP: 60134 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 407 S. THIRD STREET STREET 2: SUITE 230 CITY: GENEVA STATE: IL ZIP: 60134 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-03-14 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 407 S. THIRD STREET SUITE 230 GENEVA IL 60134 0 0 1 0 Common Stock 2012-03-14 4 S 0 1152002 0.38 D 2721918 I * As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,421,918 shares, and as General Partner of Grace Investments, Ltd., of 300,000 shares. Jerald A. Trannel, VP/Treasurer 2012-03-16