-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BlPUJZD4n68BalarYRUEiEd7dwmbPJ+cuC3E9e4ihS0G3PiXX/UY7zb6aYYa8xv8 N8F9I02sSprZ12Ks1Sl1XQ== 0001061060-04-000012.txt : 20040406 0001061060-04-000012.hdr.sgml : 20040406 20040406165441 ACCESSION NUMBER: 0001061060-04-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04720767 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-02 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-04-05 4 S 0 2300 11.02 D 3058210 I * Common Stock 2004-04-05 4 S 0 800 11.03 D 3057410 I * Common Stock 2004-04-05 4 S 0 5240 11.04 D 3052170 I * Common Stock 2004-04-05 4 S 0 20575 11.05 D 3031595 I * Common Stock 2004-04-05 4 S 0 7300 11.06 D 3024295 I * Common Stock 2004-04-05 4 S 0 3600 11.07 D 3020695 I * Common Stock 2004-04-05 4 S 0 200 11.08 D 3020495 I * Common Stock 2004-04-05 4 S 0 300 11.09 D 3020195 I * Common Stock 2004-04-05 4 S 0 15000 11.12 D 3005195 I * Common Stock 2004-04-05 4 S 0 10000 11.15 D 2995195 I * Common Stock 2004-04-05 4 S 0 10000 11.17 D 2985195 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares. *This is a continuing Form 4 reflecting the remaining transactions from a previous filing. David J. Allen, Vice President 2004-04-06 -----END PRIVACY-ENHANCED MESSAGE-----