-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M68Ac7JejF+gdAqkik5CbgGzriW9Lx86E3GnbELO7AwQHIt/ZKr7rD4DLnSX3B1J oyDhkI3COxID8qr7rdPYBA== 0001061060-04-000011.txt : 20040406 0001061060-04-000011.hdr.sgml : 20040406 20040406163230 ACCESSION NUMBER: 0001061060-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04720628 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-02 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-04-02 4 S 0 8500 10.6 D 3393791 I * Common Stock 2004-04-02 4 S 0 58815 10.61 D 3334976 I * Common Stock 2004-04-02 4 S 0 2500 10.63 D 3332476 I * Common Stock 2004-04-02 4 S 0 500 10.64 D 3331976 I * Common Stock 2004-04-02 4 S 0 1700 10.65 D 3330276 I * Common Stock 2004-04-02 4 S 0 1000 10.66 D 3329276 I * Common Stock 2004-04-02 4 S 0 600 10.67 D 3328676 I * Common Stock 2004-04-02 4 S 0 32154 10.85 D 3296522 I * Common Stock 2004-04-02 4 S 0 10000 10.86 D 3286522 I * Common Stock 2004-04-02 4 S 0 23205 10.87 D 3263317 I * Common Stock 2004-04-02 4 S 0 22800 10.88 D 3240517 I * Common Stock 2004-04-02 4 S 0 3300 10.89 D 3237217 I * Common Stock 2004-04-02 4 S 0 5500 10.9 D 3231717 I * Common Stock 2004-04-02 4 S 0 12015 10.92 D 3219702 I * Common Stock 2004-04-02 4 S 0 1300 10.93 D 3218402 I * Common Stock 2004-04-02 4 S 0 2086 10.98 D 3216316 I * Common Stock 2004-04-02 4 S 0 50000 11.03 D 3166316 I * Common Stock 2004-04-02 4 S 0 5430 11.05 D 3160886 I * Common Stock 2004-04-02 4 S 0 20700 11.06 D 3140186 I * Common Stock 2004-04-02 4 S 0 1300 11.08 D 3138886 I * Common Stock 2004-04-02 4 S 0 4760 11.1 D 3134126 I * Common Stock 2004-04-02 4 S 0 10000 11.11 D 3124126 I * Common Stock 2004-04-02 4 S 0 400 11.14 D 3123726 I * Common Stock 2004-04-02 4 S 0 700 11.25 D 3123026 I * Common Stock 2004-04-02 4 S 0 3300 11.26 D 3119726 I * Common Stockq 2004-04-02 4 S 0 2000 11.27 D 3117726 I * Common Stock 2004-04-02 4 S 0 750 11.47 D 3116976 I * Common Stock 2004-04-02 4 S 0 25000 11.54 D 3091976 I * Common Stock 2004-04-05 4 S 0 30148 11 D 3061828 I * Common Stock 2004-04-05 4 S 0 1318 11.01 D 3060510 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares. *A continuing Form 4 will be filed to reflect the remaining transactions. David J. Allen, Vice President 2004-04-06 -----END PRIVACY-ENHANCED MESSAGE-----