-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DB+ONRxAc5QhYvW1NO98KzDEH2HZThVwjnUVlo0CbhZltEyGERlcq4bexaPYAoaf 3WZv+FU9XI0ZaLYxvuxb0Q== 0001061060-04-000010.txt : 20040405 0001061060-04-000010.hdr.sgml : 20040405 20040405185847 ACCESSION NUMBER: 0001061060-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04718872 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-04-01 4 S 0 8700 11.45 D 3402291 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 717,096 shares. *This is a continuing Form 4 reflecting the remaining transactions from a previous filng. David J. Allen, Vice President 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----